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Tratado de Cirurgia da Coluna Vertebral
SECTION 3 • Traumatic Spine Injuries
Chapter20

Traumatic Injuries of the Upper Cervical Spine

Authors:Alvaro Diego Heredia Suarez•André Rafael Hübner•Igor Ebert Cechin
Vancouver: Hübner AR, Cechin IE, Suarez ADH📖 Pages: 259-298
Full reading of this chapter is available exclusively in the printed edition of the Treatise.
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Sec. 3Traumatic Spine Injuries
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Chapter Summary

• Context: Traumatic injuries of the upper cervical spine encompass the craniocervical junction (occipital condyles, C0–C1 articulation) and the atlantoaxial complex (C1–C2), an anatomical region characterized by extraordinary multidirectional mobility, complex ligamentous stabilization (transverse atlantal ligament, alar ligaments, tectorial membrane, apical ligament), and extreme vulnerability due to the immediate proximity of the brainstem, high cervical spinal cord, cranial nerves (IX, X, XI, XII), and the vertebral arteries. The clinical and radiological spectrum includes occipital condyle fractures (Anderson-Montesano / Tuli classifications), atlanto-occipital dissociation (AOD / Traynelis classification), atlas (C1) fractures (Jefferson burst and arch fractures / Gehweiler classification), atlantoaxial rotatory fixation/subluxation (Fielding-Hawkins classification), odontoid (dens) fractures (Anderson-D'Alonzo and Grauer classifications), and traumatic spondylolisthesis of the axis (Hangman's fracture / Effendi and Levine-Edwards classifications). Because high cervical injuries range from stable purely bony fractures amenable to rigid external immobilization (cervical collar or halo-vest) to catastrophic, highly unstable ligamentous disruptions demanding emergent surgical stabilization, evaluating true mechanical stability is paramount. Multi-detector CT provides definitive osseous detail and craniocervical alignment measurements (Basion-Dens Interval [BDI], Basion-Axial Interval [BAI], Powers ratio, Sun ratio, Condylar Gap), while MRI evaluates ligamentous integrity and neural compression. CT Angiography (CTA) is mandatory when fracture patterns involve the transverse foramen or craniocervical junction. Management must balance fracture morphology, ligamentous competence, patient age (young high-energy trauma vs. low-energy falls in osteoporotic elderly), and comorbidities.
• Chapter Objective: To present an integrated, evidence-based approach to the diagnosis, classification, stability assessment, and management of upper cervical spine trauma (C0–C2). The reader should be able to identify injury mechanisms and clinical presentations; apply validated radiographic criteria and measurement lines (BDI, BAI, Powers ratio, Rule of Spence) for craniocervical instability; classify occipital condyle, atlas, odontoid, and Hangman fractures; select appropriate non-operative vs. surgical strategies (anterior odontoid screw, C1–C2 Harms/Magerl fusion, occipitocervical arthrodesis); and manage distinct considerations in pediatric and geriatric populations.
• Biomechanical Stability and Diagnostic Imaging PrinciplesUpper cervical stability relies predominantly on dense ligamentous structures: the transverse atlantal ligament (TAL, the primary stabilizer of C1–C2 preventing anterior atlas translation), alar ligaments (limiting axial rotation and lateral bending), and the tectorial membrane. Multi-detector CT with coronal and sagittal reconstructions is the gold standard for bone detail. Craniocervical alignment is assessed via: 1) Basion-Dens Interval (BDI < 8.5 mm on CT in adults, <10 mm in children); 2) Basion-Axial Interval (BAI < 8.5 mm); 3) Powers ratio (Basion-posterior C1 arch distance divided by anterior C1 arch-opisthion distance, normal <0.9; >1.0 indicates anterior AOD); 4) Condylar Gap / Occipital Condyle-C1 Joint Space (normal <1.5–2.0 mm; >=2 mm indicates AOD). MRI is mandatory to directly assess TAL disruption, cord contusion, and epidural hematoma. CT Angiography evaluates vertebral artery injury.
• Occipital Condyle Fractures and Atlanto-Occipital Dissociation (AOD)Occipital condyle fractures (Anderson-Montesano): Type I (comminuted impaction, stable); Type II (extension of basilar skull fracture, stable); Type III (avulsion fracture of condyle by alar ligament, potentially unstable). Atlanto-Occipital Dissociation (AOD) is a highly lethal injury resulting from complete disruption of the tectorial membrane and alar ligaments, classified by Traynelis into Type I (anterior displacement of occiput), Type II (longitudinal distraction), and Type III (posterior displacement). Traction is strictly contraindicated in AOD; definitive treatment is prompt rigid posterior Occipitocervical (C0–C2/C3) instrumented fusion.
• Atlas (C1) Fractures and the Rule of SpenceAtlas fractures (Gehweiler classification): Type I (anterior arch), Type II (posterior arch—most common, stable), Type III (anterior and posterior arch/Jefferson burst fracture), Type IV (lateral mass fracture), Type V (transverse process). The integrity of the Transverse Atlantal Ligament (TAL) is the primary determinant of stability: Dickman classification differentiates Type I (intrasubstance TAL ligamentous tear, poor non-operative healing, requires C1–C2 fusion) from Type II (TAL bony avulsion at tubercle of C1, can heal with rigid halo-vest immobilization). On coronal CT or open-mouth X-ray, the Rule of Spence states that lateral displacement of C1 lateral masses over C2 (overhang) totaling >=6.9 mm on X-ray or >=8.1 mm on CT indicates TAL rupture.
• Odontoid (Dens) FracturesOdontoid fractures (Anderson and D'Alonzo classification): Type I (avulsion of dens apex above TAL, rare, stable); Type II (fracture through the waist/base of the odontoid process, most common, high rate of nonunion/pseudarthrosis [30–60%] due to watershed blood supply and micro-motion); Type III (fracture extending into the cancellous body of C2, excellent healing rate with rigid collar/halo-vest >90%). For unstable Type II fractures in younger patients with intact transverse ligament, minimal comminution, and preserved anterior-inferior oblique fracture line, anterior single or dual odontoid screw fixation preserves C1–C2 rotational mobility. In elderly patients (>65–70 years) or comminuted/osteoporotic fractures, posterior C1–C2 Harms (C1 lateral mass - C2 pedicle/pars screw) instrumented fusion is the gold standard.
• Traumatic Spondylolisthesis of the Axis (Hangman's Fracture)Hangman's fracture involves bilateral pars interarticularis fractures of C2 resulting from hyperextension-axial loading (or rebound flexion). Levine and Edwards classification guides management: Type I (undisplaced <3 mm translation, no angulation, stable, treated with rigid collar for 10–12 weeks); Type II (significant translation >3 mm and angulation due to disruption of C2–C3 disc and posterior longitudinal ligament [PLL], treated with halo-vest or anterior C2–C3 ACDF / posterior C2–C3 fusion); Type IIA (minimal translation, severe flexion-angulation due to oblique pars fracture and intact anterior longitudinal ligament [ALL], traction is strictly contraindicated as it causes catastrophic distraction; treated in extension with halo-vest or surgery); Type III (bilateral facet dislocation of C2 on C3 with pars fracture, highly unstable, requires open reduction and posterior C2–C3 or anterior-posterior fusion).
• Clinical Application: In the emergency room, evaluating upper cervical spine injuries requires recognizing that catastrophic ligamentous instability can exist with minimal initial neurological deficit. In suspected atlanto-occipital dissociation (AOD) on CT (BDI/BAI >8.5 mm or condyle-C1 joint space >=2 mm), immediately place the patient in a rigid collar and sandbags; never apply cervical skeletal traction, which can cause fatal brainstem transection. In Type II odontoid fractures, evaluate patient age and fracture morphology: in an active 35-year-old with a reducible Type II fracture and intact TAL, anterior odontoid screw fixation preserves 50% of cervical axial rotation; in an 80-year-old patient following a ground-level fall, avoiding halo-vest morbidity (which carries up to 40% mortality in the elderly from pneumonia and dysphagia) by utilizing an optimized rigid collar or posterior C1–C2 Harms instrumentation yields superior outcomes. In Hangman fractures, always differentiate Type II (traction allowed for reduction) from Type IIA (traction strictly contraindicated due to severe distraction across the C2–C3 disc space). In C1 lateral mass fractures or Jefferson fractures with transverse ligament avulsion (Dickman Type II), halo-vest immobilization allows bony consolidation, whereas ligamentous tears (Dickman Type I) require posterior C1–C2 fusion.
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Keywords

Preferred DeCS/MeSH Descriptors:
Cervical VertebraeAxis, Cervical VertebraAtlanto-Axial JointAtlanto-Occipital JointSpinal FracturesOdontoid ProcessJoint InstabilitySpinal Fusion
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Why this chapter matters

In the upper cervical spine, a radiographically subtle injury (such as atlanto-occipital dissociation or a Type IIA Hangman fracture) can be rapidly fatal if mismanaged with skeletal traction, while an apparently alarming Jefferson burst fracture with an intact transverse ligament may heal uneventfully with non-operative management. This chapter provides the evidence-based classification systems, measurement criteria (BDI, BAI, Powers, Spence), and technical surgical indications to prevent neurological catastrophe and preserve vital cervical kinematics.

“Management of upper cervical spine trauma is governed by the biomechanical competence of craniocervical and atlantoaxial ligamentous complexes rather than superficial radiographic appearances alone. Differentiating stable bony fractures from unstable ligamentous disruptions (TAL rupture, AOD, Type IIA Hangman, Type II odontoid) using multi-detector CT, MRI, and vascular imaging dictates whether non-operative collar immobilization, motion-preserving anterior screw osteosynthesis, or rigid posterior instrumented fusion is required.”
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Chapter Highlights

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Card 1 — Core Concept
TAL Integrity Dictates Atlas Stability

The Transverse Atlantal Ligament (TAL) is the primary stabilizer of C1–C2. Rule of Spence (C1 lateral mass overhang >=6.9 mm on X-ray or >=8.1 mm on CT) indicates TAL rupture. Intrasubstance tears (Dickman I) require C1–C2 fusion; bony avulsions (Dickman II) heal with rigid immobilization.

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Card 2 — Clinical Decision
Traction is Strictly Contraindicated in AOD and Type IIA

Never apply skeletal traction in Atlanto-Occipital Dissociation (AOD) or Type IIA Hangman fractures. In AOD, traction causes fatal brainstem transection; in Type IIA, traction produces extreme distraction across disrupted C2–C3 discs.

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Card 3 — Key Pearl / Warning
Tailor Type II Odontoid Fracture Care

In young adults with reducible Type II odontoid fractures and intact TAL, anterior odontoid screw fixation preserves 50% of cervical rotation. In elderly patients (>65–70 years), posterior C1–C2 Harms fusion avoids the high mortality and respiratory morbidity of halo-vests.

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How to Cite this Chapter (Vancouver Format)

Official bibliographic indexing and citation guidelines
📖 Pages: 259-298Vancouver Style
Authors (Vancouver):Hübner AR, Cechin IE, Suarez ADH

Hübner AR, Cechin IE, Suarez ADH. Lesões traumáticas da coluna cervical alta. In: Pudles E, Defino H, Risso M, editors. Tratado de Cirurgia da Coluna Vertebral (Treatise of Spine Surgery). 1st ed. Rio de Janeiro: Dilivros Editora; 2026. p. 259-298.

ISBN: 978-85-8053-292-0 • 1.ª Edição • Dilivros Editora
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Episode 06 – Early-Onset Scoliosis
Scheduled Premiere
Exclusive Premiere • Wednesday, October 07 at 9:00 PM (BRT)
Wednesday, October 07 at 9:00 PM (BRT)
The live countdown will be activated on the eve of the premiere.

The full videocast will premiere automatically in this player on Wednesday, 10/07 at 6:00 PM (BRT).

Also premiering on Spotify
Treatise in Debate

Official videocast derived from the treatise chapters.

Episode 06 – Early-Onset Scoliosis

Lungs and the Growing Spine: thoracic development, C-EOS classification, and growth-friendly surgical techniques